THE ROLE OF PUBLIC TRANSIT
IN THE MOBILITY OF LOW INCOME HOUSEHOLDS
Genevieve Giuliano
Principal Investigator
Hsi-Hwa Hu
Kyoung Lee

The contents of this report reflect the views of
the authors, who are responsible for the facts and the accuracy of the
information presented herein. This
document is disseminated under the sponsorship of the Department of
Transportation, University Transportation Centers Program, and California
Department of Transportation in the interest of information exchange. The U.S. Government and California Department
of Transportation assume no liability for the contents or use thereof. The contents do not necessarily reflect the
official views or policies of the State of
ABSTRACT
Despite substantial and increasing subsidies, public transit’s market
share continues to decline; public transit’s share of person trips is less than
two percent. The remaining transit
market has two components: downtown
commuters in the largest
This report examines the use of public transit by low income
households. Using the 1995 Nationwide
Personal Transportation Survey, we analyze both stated behavior regarding usual
travel and actual journey to work mode to understand the role of public transit
in the mobility of low income households.
We find that public transit is not a reasonable substitute for the
private vehicle for most people, poor or not poor. Regular transit is associated with less trip
making and less distance traveled, and the effect is more pronounced for the
poor. A second major barrier to transit
use is lack of access: about one-third
of NPTS respondents stated that transit was not available in their town or
city. Other barriers include off-peak
commuting and trip patterns that are inconsistent with transit use. We conclude that transit policy should focus
on retaining existing markets by improving service frequency and quality in
high demand markets, by exploring more effective ways of providing transit in
low demand markets, and by expanding transit to serve off-peak and
off-direction commutes. We note that in
most circumstances, private vehicle access is the key to improved mobility for
the poor as well as the non-poor.
Economic development policies to increase the supply of jobs, goods and
services in low income neighborhoods are also encouraged.
TABLE OF
CONTENTS
DISCLOSURE
Project was funded in
entirety under this contract to California Department of Transportation.
ACKNOWLEDGMENTS
The
authors appreciate funding support from the
The
secular decline in transit demand that began in the 1930s and continues today
has left the public transit industry with two major markets: downtown commuters and transit dependents
(Jones, 1985). The downtown commuter
market remains because of the cost and limited availability of parking in
downtown areas, road congestion, and the large concentration of jobs that makes
transit access relatively convenient.
Transit
dependents — those who do not have access to a private vehicle — are the second
major market. However, data show that
this market is shrinking: as car
ownership continues to increase, fewer households have no cars. Even among households without cars, more
trips are made by walking and by private car than by transit or other modes
(Lave and Crepeau, 1995). The
transit-dependent market is increasingly an inner city, minority market. The 1995 Nationwide Personal Transportation
Survey (NPTS) data show that Hispanics and Blacks account for about 60 percent
of all transit riders, and most of these riders are residents of central cities
(Pucher, Evans, and Wenger, 1998).
Information
on how limited mobility and accessibility affects low income households,
particularly those households that do not have access to a private vehicle, is
limited. National survey data indicate
that members of low income households make fewer daily trips and travel fewer
miles than comparable members of non-low income households. Low income households that do not have cars
exhibit even lower rates of travel and trip making. Low income individuals are more dependent on
public transit, yet, even within the lowest income class (less than $15,000 in
1995), just 6.8 percent of all person-trips are made by transit (Pucher, Evans,
and Wenger, 1998).
These
statistics suggest that public transit does not play a major role in serving
the needs of the transit-dependent population.
Those with limited or no access to privately owned vehicles sacrifice
mobility; the results of limited travel resources are shorter and fewer
trips. However, public transit’s role in
providing basic mobility for the transportation disadvantaged is a major
justification for subsidies (Meyer and Gomez-Ibańez, 1981). Mobility is essential for access to jobs,
services, and social activities, hence there is public responsibility for
supplying some basic level of transportation services to those who do not or
cannot drive. Concern has grown over the
past decade that public transit agencies have shifted resources from basic
local transit services to more costly commuter services designed to attract
discretionary riders. Since local
transit services are used more by low income and minority patrons, it is argued
that the benefits of public subsidies are inequitably distributed (Hodge,
1995). This issue has been the basis of
federal lawsuits in several large metropolitan areas, including
The
recent changes in welfare policy add to concerns regarding the effectiveness of
public transit. Many argue that public
transit must play a major role in providing access to jobs for welfare
recipients, as the majority of these new workers will come from households that
do not own a car. Given the large public
investment in public transit and its stated purpose of providing basic
mobility, it is important to understand the role of public transit in providing
mobility for low income persons. Under
what conditions is transit used? What
are the barriers to more extensive transit use?
Are these barriers the result of travel demand characteristics, or other
factors?
The
purpose of this project was to examine the travel patterns of low income
households, with a particular focus on transit use. Using data from the 1995 Nationwide Personal
Transportation Survey (NPTS), we examined patterns of total daily travel and
work travel. Our research had the
following objectives:
1. Document
the extent and frequency of transit use among low income travelers
2.
Within the segment of low income households,
examine the role of demographic, life cycle and location factors associated
with transit use
3.
Examine the role of transit in overall levels of
mobility for the same population segment
4.
Evaluate the market for transit among low income
and minority households.
This report presents the results of
our research. Our results show that
barriers to transit use are fundamental.
Public transit is not a reasonable substitute for the private vehicle
for most people, poor or not poor, under most circumstances. Regular transit use is associated with less
trip making and less distance traveled, and the effect is more pronounced for
the poor. A second major barrier to
transit use is lack of access: about
one-third of NPTS respondents stated that transit was not available in their
town or city. Other barriers include
off-peak commuting and trip patterns that are inconsistent with transit
use. We conclude that transit
policy-makers should focus on retaining their existing markets by improving
service frequency and quality, by exploring more effective ways to provide
transit in low-demand markets, and by expanding transit to serve off-peak and
off-direction commutes. Economic
development policies to increase the supply of jobs as well as of basic goods
and services in low income neighborhoods are also encouraged. Finally, we note that in most circumstances
private vehicle access is the key to improved mobility for the poor as well as
the non-poor.
The
remainder of this report is organized as follows. Chapter Two presents a review of the
literature on the role of public transit and trends in transit use, and
discusses the concept of transportation disadvantage. Chapter Three presents our research approach,
describes the NPTS data, and provides a descriptive analysis of travel patterns
across income groups. Chapter Four
presents our analysis of transit use for all travel and of transit use for the
work trip. We develop and estimate
models to test the effect of individual, geographic, and trip characteristics
on the likelihood of using transit. The
final chapter summarizes our major findings and discusses their policy
implications.
CHAPTER TWO
LITERATURE
REVIEW
Despite substantial and increasing
public subsidies, public transit’s market share continues to decline (Fielding,
1995). Most recently available national
survey data indicates that transit’s market share is less than 2 percent of all
person-trips. This tiny market share is
composed of two major markets: downtown
commuters in the largest
Subsidization of public transit has
historically been based on two different and often conflicting objectives: 1) to provide a basic level of mobility for
all persons, but especially the transportation disadvantaged, and 2) to provide
an effective substitute for the private car in order to reduce automobile
travel and its associated externalities, including traffic congestion, air
pollution, and “urban sprawl” (Meyer and Gomez-Ibańez, 1981; Hodge, 1995;
Fielding, 1995). This latter objective
has emphasized the provision of rail transit, which is argued to be more attractive
to choice riders and therefore more effective in achieving environmental
goals. Most recently, sustainability
concerns and the “smart growth” movement have placed even more emphasis on rail
transit (Newman and Kenworthy, 1998).
The emphasis on rail transit is
evident in transit investments. Between
1991 and 1998, total revenue vehicle miles of light rail, commuter rail, and
heavy rail service increased 59, 20, and 8 percent respectively. Over the same period, bus service increased
by 6 percent (U.S. Department of Transportation, Federal Transit
Administration, 1998). Unfortunately,
however, there is little evidence that these investments are generating the
desired increases in transit ridership (Rubin, Moore, and Lee, 1999). On the contrary, new rail service generally
replaces pre-existing bus service and attracts few new riders from cars (Kain,
1999; Pickrell, 1992). New rail systems
are oriented to long distance, downtown commuters, who are disproportionately
affluent and white (Webber, 1976; Gomez-Ibańez, 1985). In contrast, the transportation disadvantaged
are concentrated in central cities, and would benefit more from increased
service frequency, lower fares, and fewer transfers. In some cases, the high costs of building and
operating rail systems have led to the perverse outcome of reducing transit
ridership, as fares are increased and bus service is cut back in response to
budget constraints. The obvious social
equity consequences of these outcomes have led to a series of lawsuits against
major transit operators in
Transit share is declining across
all metropolitan areas and across all income classes. However, the loss of middle- and
higher-income passengers has been greater than the loss of low income
passengers, hence the poor make up an increasing share of transit users
(Pucher, Evans, and Wenger, 1998). Poor
and minorities now constitute the majority of transit passengers. For example, Table 2-1 gives the distribution
of transit ridership by income quintile, 1980 and 1992, for
Table 2-1: Distribution of Total Boardings by Income Quintile,
1980 and 1992,
|
1980 (%) |
1992 (%) |
|
Lowest |
37.4 |
56.3 |
|
Second |
27.7 |
21.4 |
|
Middle |
17.0 |
11.4 |
|
Fourth |
10.0 |
6.5 |
|
Highest |
7.9 |
4.5 |
Source: Luo, 2000
Although
the majority of transit riders are poor, the poor do not use transit for the
majority of their trips. Using the 1995
NPTS data, Pucher, Evans, and Wenger (1998) show that average trips per day per
person range from 3.4 for the lowest income category to 4.2 for the highest
income category, and average miles per day per person range from 17.4 to
28.6. The greater difference in travel
mileage across income categories is explained by differences in car ownership
and modal use. While just 8.5 percent of
all households do not have cars, one-third of the lowest-income households have
no car, and almost half have one car.
Limited resources leads to relatively more use of alternative modes —
walking and transit — but the vast majority of all person-trips take place in
private vehicles, even among the lowest-income households. While 32 percent of
the poorest households (income less than $15,000) have no vehicle, 15 percent
have two cars, and 5 percent have three or more cars. A car is clearly one of the first purchases
that households desire to make; the car ownership rate jumps from 68 percent to
92 percent in the next-lowest income category ($15,000-$29,999) (Pucher, Evans,
and Wenger, 1998).
Giuliano and Moore (1999) conducted
a case study of a
In
addition to car access and income, prior research shows that transit use is
related to age, sex, and race. Children
and the elderly are more likely to use transit than adults under the age of 65
(Pucher, Evans, and Wenger, 1998).
Gender variation on transit ridership is expected due to differences in
social roles and household responsibilities.
Traditional perceptions have been that women are more dependent on
transit than men (Giuliano, 1979; Michelson, 1985; Pickup, 1985). However, increased female labor force
participation has resulted in more complex travel patterns and consequently
more demand for private vehicle use (Rosenbloom and Burns, 1993; Hayghe, 1996; Taylor
and Mauch, 1996). Finally, several studies show that Blacks and Hispanics are
more likely to use transit than other race/ethnic groups (Pisarski, 1996;
Millar, Morrison, and Vyas, 1986; Rosenbloom, 1998). McLafferty and
THE CONCEPT OF TRANSPORTATION DISADVANTAGE AND ITS CONSEQUENCES
Mobility is largely a
function of resources; car ownership is correlated with income. As household income increases, car ownership
also increases, and as car ownership increases, so does trip making and miles
traveled. Conversely, households adapt
to limited mobility resources by making fewer and shorter trips. In a case study of low income households in
The poor may be disadvantaged in at
least three ways as a result of limited mobility. First, the poor may be “captive consumers” of
goods, services, or medical care. Retail
establishments may be able to charge higher prices when consumers are limited
to local neighborhood stores. Households
may be limited to the parks, movie theaters, and other recreational facilities
close to home. Social networks may be
limited to the local neighborhood. And
choice of medical or dental services may be limited not simply to what one may afford,
but to nearby destinations.
Research on these issues is quite
limited. Studies have demonstrated the
scarcity of major supermarkets and banks in inner-city areas (Cotterill and
Franklin, 1995; Alwitt and Donley, 1996; Caskey, 1994). An analysis of accessibility to parks
revealed lower levels of access among inner-city residents, due to both fewer
local parks and limited resources to travel to more distant parks (Talen and
Anselin, 1998).
The second dimension of disadvantage
is what has come to be called “spatial mismatch.” The concept of spatial mismatch was developed
by Kain (1968). The argument is that
suburbanization has been selective — the more affluent white population has
suburbanized, while the minority (and predominantly poor) population has
remained in the central city.
Differential rates of suburbanization are explained by many factors,
including exclusionary zoning practices and discrimination in the housing
market. As jobs have suburbanized
(particularly low-wage jobs), central city workers have experienced a relative
decline in job accessibility, which has in turn led to both higher unemployment
rates and longer commutes for those who are employed. Less job accessibility implies fewer job
opportunities, and hence less likelihood of finding a job, while longer commutes
imply lower net wages.
Kain’s work touched off an extended
academic debate that has persisted to this day.
Are the higher unemployment rates observed among central city Blacks and
other minorities the result of this spatial mismatch, or the result of
discrimination by employers, lack of job skills, lack of access to social
networks which provide access to job opportunities, or some combination of
these factors? The spatial mismatch
hypothesis has been tested by comparing unemployment rates, commute distances,
or net wages across otherwise similar workers living in central cities and
suburbs.[2] There is some evidence of spatial mismatch in
studies using average commute distance of low-wage workers, meaning that
workers residing in central cities have longer commutes than workers residing
in the suburbs (Ong and Blumenberg, 1998).
Taylor and Ong (1995) explain observed shorter commute distances but
longer commute travel times as the result of lower rates of car ownership and
greater use of public transit by minority central-city residents. Evidence based on unemployment rates is
mixed; lack of access to jobs explains very little of the differences in
unemployment rates between central-city and suburban residents (O’Regan and
Quigley, 1996; 1998). In a related
study, however, Ihlandfeldt (1996) found that transit access to suburban
low-wage jobs was significantly related to the probability of Black workers
filling those jobs. Despite extensive
research on this issue, the evidence on spatial mismatch remains mixed.
The third source of disadvantage is
the cost of transport services. With
regard to public transit, the poor pay relatively higher fares per unit of
service than the non-poor. The poor take
shorter trips and are less likely to travel during peak periods. The non-poor take longer trips and are more
likely to travel during peak periods.
Flat fares, or fares only loosely based on trip distance, mean that
short trips have a higher price per unit (Wachs, 1989). Because transit demand is higher in poor
areas, transit productivity is higher, fares contribute a higher proportion of
operating costs, and subsidies per trip are lower. Shifts in transit financing have further
increased the financial burden on the poor.
Federal subsidies have declined, and local subsidies have
increased. Federal subsidies come
primarily from general revenue funds and hence are a relatively progressive
income source. Local subsidies typically
come from various types of use taxes, which tend to be regressive in incidence.
Results from a recent
Table 2-2: Distribution of Total Transit Costs by Income
Quintile, 1980 and 1992,
|
1980 (%) |
1992 (%) |
|
|
16.8 |
22.1 |
|
|
15.6 |
14.7 |
|
|
15.7 |
15.8 |
|
|
19.0 |
18.9 |
|
|
32.9 |
28.6 |
Source:
Luo, 2000
Low
income households also spend a much higher proportion of after-tax income on
transportation — about one-third — than the average household, which spends
about 17 percent (Deka, 2001, calculated from 1993 Consumer Expenditure
Survey). Relatively high expenditures
are explained by the high cost of car ownership. The poor are more likely to own older, less
reliable and less fuel-efficient vehicles.
Lower purchase costs are offset by higher repair and running costs.
It has been argued that one
explanation for extensive car ownership even among the poorest households is
the lack of high-quality transit service.
Essentially, public transit is such a poor substitute for the automobile
that the poor incur the expense of car ownership in order to obtain the
mobility a car provides. If this is the
case, then we should observe lower rates of car ownership in areas where
transit service is more available. Deka
(2001) conducted a
Another way of assessing impacts of
transportation disadvantage is to look at the households who do not own
cars. The share of households without
cars has dropped from 21 percent in 1969 to about 9 percent in 1995. Lave and Crepeau (1995) examined households
without vehicles using the 1990 NPTS data.
Households residing in the New York Metropolitan Statistical Area (MSA)
were excluded, because
Most zero-vehicle households are low
income households, but most low income households own at least one car, as
noted earlier. Therefore the question
is, to what degree does no car indicate travel disadvantage vs. reduced demand
for travel? Research on the elderly show
that they make fewer trips and travel fewer miles than the non-elderly, whether
or not they own cars (Rosenbloom, 1994a).
The Lave and Crepeau (1995) analysis suggests that only a small segment
of zero-vehicle households are truly disadvantaged.
Transit’s limited market share, even
among the poor and among those who do not own cars, leads to the obvious
question of why. Several possible
explanations have been explored. First,
decentralization and the dispersion of activities make contemporary land-use
patterns difficult to serve with conventional fixed-route transit. Cost-effective transit requires concentrated
origins and destinations, so that transit capacity is effectively
utilized. Several studies have documented
the relationship between metropolitan density and transit use (e.g., Pushkarev
and Zupan, 1977; Newman and Kenworthy, 1998).
Dispersed origins and destinations require extensive route systems. The high costs of operating such systems
leads transit agencies to offer infrequent service that cannot compete with the
automobile (Meyer and Gomez-Ibańez, 1981; Fielding, 1995). Comparisons of transit travel time with auto
travel time indicate that a transit trip takes 2 to 3 times as long as the same
trip by car, even in areas where transit service is reasonably available (e.g.,
Taylor and Mauch, 1996). In suburban
areas, many destinations simply cannot be reached by transit.
A second possible explanation is
that even in areas where demand is adequate to support high quality transit,
poor service quality, crowded buses, and fear of crime may deter transit
use. There is little research on this
issue. Levine and Wachs (1986) conducted
an extensive study of crime in and around transit in
A third explanation is spatial
mismatches between where people live and where people work, as discussed in the
previous section. A classic example is the
reverse commute, in which central-city residents commute to suburban jobs. Transit service is oriented to the downtown
commuter, and consequently reverse commuters experience a much lower level of
service (Ong and Blumenberg, 1998).
There is also the possibility of a temporal mismatch. Many low-wage jobs have non-traditional work
hours. Office janitorial services are
performed at night and on weekends.
Retail jobs often require evening or weekend work. Swing and graveyard shifts still exist in manufacturing. Public transit is oriented to the traditional
commute — to work (inbound) in the early morning and from work (outbound) in
the late afternoon.
Finally, it is possible that
contemporary lifestyles are simply incompatible with conventional transit
service. Research shows that travel
patterns have become more complex — people often combine a series of activities
in a single travel “tour”, and many incidental stops are made in conjunction
with the work trip (Hanson, 1995; Vincent, Keyes, and Reed, 1994). The extent to which these observations are
true for low income households or for the transportation disadvantaged is
unknown.
CHAPTER
THREE
RESEARCH
APPROACH, DATA AND DESCRIPTIVE STATISTICS
The purpose of this research is to
evaluate the role of public transit in providing mobility for low income
households.
What is the appropriate measure of
overall mobility? This is a matter of
current debate (e.g., Hanson, 1995; Handy and Niemeier, 1997). On the one hand, it can be argued that the
more one travels, the more benefits from travel one obtains. However, travel is costly, both in time and
money, so the rational individual seeks to minimize these costs. Travel demand is an indirect demand — one
travels in order to consume goods and services that are spatially dispersed.[3] Willingness to travel reflects willingness to
pay for the expected benefits of the activity at the destination. Discussions of mobility often involve
accessibility — to the extent that activities are more concentrated in space,
less travel (mobility) is required to achieve a given level of activity
benefits. However, controlling for
land-use pattern, more travel should indicate more consumption of goods and
services (activities), or more investment in travel in order to consume
preferred bundles of goods and services.
Consider an ideal measure of
mobility. Following the work of
Hägerstrand (1970), mobility reflects an individual’s “activity sphere” — the
geographic range of activities conducted over the course of the day. The activity sphere is determined by
resources and constraints of the individual and by the spatial distribution of
activity locations. Resources include
such things as income, supply of transportation services, and time. Constraints may be resource related (e.g., no
car, no transit available) or schedule related (e.g., fixed work hours, fixed
operating hours of business establishments).
The spatial distribution of activities determines the number of
opportunities that may be accessed for a given quantity of travel
resources. Travel outcomes are the
result of the individual’s activity choices, given his/her set of resources,
constraints, and spatial opportunities.
An ideal measure of mobility would capture all of these factors. Unfortunately, however, the data are not
available to construct such a measure.
It is clear that an appropriate
measure should capture travel for all purposes.
Total travel can be measured in terms of trips, distance, and time. Trips capture the total number of activities
conducted, but provide limited information.
Many trips are mandatory, in the sense that household maintenance
requires some amount of trip making, and most jobs require traveling to work,
hence the greater regularity of trip frequency across population segments. The more interesting question is where people choose to shop or
work. The spatial range of travel over
the course of the day is captured by distance and time. Of these, distance is the more appropriate
measure of mobility. Travel time is
problematic, because it is determined both by distance and speed. In this analysis we measure mobility as total
distance traveled over the course of one-day period.
From a public policy perspective,
work trips are particularly important.
We are concerned about whether low income households must incur higher
commuting costs due to spatial mismatch, and what this may mean for employment
opportunities and job retention.
However, work trips are also important from a behavioral perspective,
because work location and schedule are critical factors in defining daily
activity and travel patterns. Therefore
our analysis includes total daily travel as well as travel associated with the
journey to and from work (e.g., a subset of total daily travel).
Our literature review has shown that
use of public transit has declined even among low income households, as more
such households own and use private vehicles.
We reviewed a series of explanations regarding why this is the case, and
we noted that evidence to support some of these explanations is limited. Focusing our attention on those who use
transit would provide only partial information.
We would learn something about how and why these individuals use
transit, but we would learn nothing about why other similar individuals do not
use transit. Therefore it is appropriate
to include all travel in our analysis.
We are interested in such questions as,
·
Under what conditions is transit used?
·
Are patterns of travel and transit use different
across income groups, holding relevant factors constant?
·
What are the barriers to more extensive transit
use? Are they the result of travel
demand characteristics, or other factors?
A third measurement issue is which population segments should be
included in the analysis. Our focus is
low income households, and a case could be made for restricting the analysis to
such households. However, comparing
travel patterns across low income and not-low income populations may provide a
clearer understanding of differences in travel between these groups. Transportation disadvantage is a relative
concept. Therefore all households are
included in our analysis.
How do we define the low income population? After reviewing several possibilities, we
selected two measures. The first measure
is based on the 1995 poverty threshold, adjusted for household size, as defined
by the U.S. Census Bureau. The Census
definition is based on food consumption requirements. Annual costs of food consumption are used as
the basis for factoring up annual income to determine the poverty
definition. The poverty threshold does
not vary geographically. It is based on
money income before taxes, and excludes capital gains and non-cash
benefits. The poverty threshold is
updated annually based on the Consumer Price Index.[4] There are many problems with the U.S. Census
definition (Citro and Michaels, 1995); however we decided that it was
sufficiently valid for our purposes.
The second measure is based on the Department of Housing and Urban
Development’s (HUD) definition of low income.
HUD defines “low income” and “very low income” in order to determine
eligibility for housing subsidies. HUD
definitions are adjusted both for household size and geographic region, to
account for especially high-cost or low-cost housing markets. The “low income” definition is approximately
80 percent of the region’s median household income.[5] HUD definitions are adjusted annually, as
median income is estimated annually. The
HUD definition provides a less restrictive low income category.
We use the 1995 NPTS survey for
this research. The NPTS is a
household-based travel survey conducted periodically by the Federal Highway
Administration (FHWA). The 1995 survey
included 42,000 households and 95,360 persons.
The sample was drawn from a stratified random digit dial telephone
sample. In addition, several
metropolitan areas paid FHWA to over-sample their areas. Areas with high transit use are also
over-sampled, in order to obtain as large a sample as possible of transit
trips. The survey includes household,
individual and vehicle information, as well as a one-day travel diary for each
person 5 years old or older. The travel
data were collected in a two-stage process.
Households were given one-day travel diaries to complete for each
eligible member of the household. The
diaries were reported to the interviewer via telephone. The travel diary data includes a total of
409,025 trips. The data files also
include basic geographic and demographic data drawn from the U.S. Census and
updated for 1995, provided at both block and census tract level and linked to
each household record. In addition to
the actual one-day travel information, the survey includes information on the
journey to work, transit use, and a variety of attitudinal information. NPTS is therefore an exceptionally rich
dataset.
Despite its richness, however, NPTS has some serious shortcomings for
this research. First, indicators of transit
accessibility are very limited — access to bus or rail stops is recorded, but
there is no way to measure transit network accessibility. Second, attitudinal data on transit is
recorded only for those who use transit.
It is therefore not possible to measure attitudes that may prevent
transit use (e.g., fear of crime).
Attitudes and perceptions are known to be important explanatory factors
in travel behavior (Kitamura, Mokhtarian, and Laidet, 1997). Finally, job-related data are limited. There is no information on job tenure. Respondents were asked to provide the Zip
Code of their place of work, but this information is not released to the
public. The Zip Code information is used
to generate a variable to indicate whether or not the person works in a central
city. There is also information on
whether the work place is fixed or variable, or at home. The occupation data were never categorized,
and therefore cannot be used. There is
no information on work schedule, except what can be surmised by the time the
individual starts and ends his/her work trip.
A very complex weighting procedure was developed for the NPTS data, as
the weights must adjust for various types of response bias as well as the
over-sampling of large metropolitan areas with rail transit and of areas that
contracted with NPTS for larger samples.[6] The weights also expand the sample to
estimates for the
A total daily travel data file was constructed by aggregating all travel
day trips and their characteristics for each person, using the 93,560
observation NPTS person file as the working file. Travel period trips and trips longer than 75
miles were excluded from the analysis.
Most of the results reported here are based on the person file, and all
are based on the adjusted weights described above. Because of missing data on key variables,
actual sample size varies by type of analysis.
We begin by identifying poor and low income households. As noted earlier, poverty status is adjusted
for household size. We matched the
reported household income categorical data as closely as possible to the income
limits defined by the U.S. Census Bureau.
Table 3-1 gives the results. The
highest shares of poor households are found among single-person
households
(reflecting many single persons retired or unemployed), and among the largest
households (reflecting households with many children). In terms of numbers, however, there are
relatively few large households; single-person households make up 40 percent of
all poor households.
|
|
Number of persons in household |
||||||
|
1 |
2 |
3 |
4 |
5 |
6 |
Total |
|
|
Poverty HH income cut-off ($ 1995) |
10,000 |
10,000 |
15,000 |
15,000 |
20,000 |
> 20,000 |
|
|
Poor (col %) |
20.7 |
7.2 |
12.6 |
9.3 |
18.9 |
22.6 |
13.2 |
|
Not poor (col %) |
79.3 |
92.8 |
87.4 |
90.7 |
81.1 |
77.4 |
86.8 |
|
25.6 |
31.3 |
17.2 |
16.1 |
6.8 |
3 |
100 |
|
Similar
information for low income households is given in Table 3-2. In this case, household income was adjusted
both for geographic region (state) and household size, so income cut-off levels
are given relative to the “base”.
Overall, about 37 percent of all households in the sample are defined as
low income. The pattern across household
size is similar. Single-person
households account for about 35 percent of all low income households.
Table 3-2: Distribution of
Households by Low Income Status and Size
|
|
Number of persons in household |
||||||
|
1 |
2 |
3 |
4 |
5 |
6 |
Total |
|
|
Median family income factor (% of base) |
70 |
80 |
90 |
base |
108 |
116+ |
|
|
Low income (col %) |
51.2 |
30.47 |
31.5 |
30.5 |
41.2 |
48.3 |
37.2 |
|
Not low income (col %) |
48.8 |
69.5 |
68.5 |
69.5 |
58.8 |
51.7 |
62.8 |
Poverty and low income status are
related to life cycle, race/ethnicity, and employment. The poverty rate is highest among
single-adult households with children, followed by single-adult retired
households, as shown in Table 3-3. The
lowest poverty rate is among households with at least two adults. The pattern is similar for low income
status. Nearly two-thirds of
single-adult households with children are low income, and close to
three-fourths of retired single-person households fall into this category. Two-adult households, with or without
children have the smallest share of low income households.
|
|
1 adult no kids |
ł2 adults no kids |
1 adult + kids |
ł2 adults + kids |
1 adult retired |
ł2 adults retired |
Total |
|
Poor |
15.6 |
5.8 |
34.8 |
9.9 |
33.3 |
10.6 |
13.2 |
|
Not poor |
84.4 |
94.2 |
65.2 |
90.1 |
66.7 |
89.4 |
86.8 |
|
Low income |
42.6 |
22.8 |
65.7 |
20.4 |
72.4 |
42.1 |
37.2 |
|
Not low income |
57.4 |
77.2 |
34.3 |
69.6 |
27.6 |
57.9 |
62.8 |
|
Share of total sample |
18.2 |
23.0 |
5.5 |
34.7 |
7.4 |
11.1 |
100 |
The
relationship between race/ethnicity and poverty is well documented. Table 3-4 gives shares of poor/non-poor and
low income/not low income by race/ethnicity for the NPTS sample. The poverty rates for non-Hispanic Blacks and
Hispanics are much higher than those for non-Hispanic Whites and Asians.
Table 3-4: Persons by Race/Ethnicity, Poverty, Low Income Status
|
|
White |
Black |
Hispanic |
Asian |
Other |
|
Poor |
8.6 |
26.2 |
25.1 |
8.7 |
16.1 |
|
Not Poor |
91.4 |
73.8 |
74.8 |
91.3 |
83.9 |
|
Low income |
30.1 |
54.4 |
48.7 |
38.1 |
40.6 |
|
Not low income |
69.9 |
45.6 |
51.3 |
61.9 |
59.4 |
|
Share of total sample |
73.7 |
12.0 |
10.0 |
2.1 |
2.3 |
Poverty
status is also related to employment.
Figure 3-1 shows number of workers in the household by poverty status
and low income status. Over half of all
poor households have no workers, and an additional one-third have just one
worker. Among low income households, 38
percent have no workers and 37 percent have one worker.


It is well known that persons
from low income households have less access to private vehicles. Just 5 percent of all households do not have
any drivers (defined as person having a valid driver’s license), but 12 percent
of low income households and 22 percent of poor households have no
drivers. This is in part a function of
older, retired persons (more likely female) making up a large portion of
poverty households. Similarly, our
sample has 7.7 percent of households having no private vehicle, but 17 percent
of low income households and 30 percent of poor households have no private
vehicle. Fully three-fourths of poor
households have one or zero vehicles, indicating limited car access. In contrast, almost two-thirds of non-poor
households have two or more private vehicles.
We turn now to a description of
basic travel characteristics. We
describe total daily travel, travel by mode, and travel by purpose. Also included is a description of transit use,
access to transit, and attitudes regarding transit.
Total Daily Travel
Table 3-5 gives mean and median
values for total daily trips, travel distance and travel time. The averages include zero trips, e.g.,
persons who did not travel on the diary day.
Table 3-5 shows clearly that poor or low income persons travel less by
any measure than non-poor or non-low income persons. About one-fourth of the poor made no trips on
the travel day. Since many more poor or
low income persons did not travel, average travel distance and travel time are
significantly lower as well. Differences
between poor and non-poor are shown graphically in Figures 3-3 and 3-4, which
give cumulative distributions for total trips and total daily travel time
respectively.
|
|
Trips |
Distance
(miles) |
Time
(minutes) |
||||
|
% no trips |
mean |
Median |
mean |
median |
mean |
Median |
|
|
Poor |
25.4 |
3.1 |
2 |
18.1 |
6 |
47.3 |
30 |
|
Not poor |
13.2 |
4.0 |
4 |
30.9 |
20 |
61.1 |
50 |
|
Low income |
20.0 |
3.5 |
3 |
23.3 |
12 |
52.3 |
40 |
|
Not low income |
11.9 |
4.2 |
4 |
32.6 |
22 |
63.2 |
52 |


When
the poor or low income do travel, they travel shorter distances and spend less
time traveling, as shown in Table 3-6.
Less time spent traveling is the result of fewer trips — note that
average trip time is virtually the same for all groups. However, average trip distance is shorter for
the poor and low income groups, indicating that lower-income travelers take more
trips on slower modes, e.g., transit and non-motorized modes.
Table 3-6: Travel Characteristics for Those Who Made at Least One Trip
|
|
Daily Distance (miles) |
Daily Time (minutes) |
Average Trip Distance |
Average Trip Time |
||||
|
mean |
median |
Mean |
median |
mean |
Median |
mean |
median |
|
|
Poor |
24.3 |
12.0 |
63.4 |
49 |
6.2 |
3.7 |
16.3 |
13.3 |
|
Not poor |
35.6 |
25.0 |
70.4 |
60 |
8.4 |
5.7 |
16.5 |
13.3 |
|
Low income |
29.0 |
17.9 |
65.3 |
50 |
7.2 |
4.5 |
16.2 |
13.2 |
|
Not low income |
37.0 |
26.4 |
71.8 |
60 |
8.6 |
6 |
16.6 |
13.4 |
Trip shares by mode are given in
Table 3-7. Limited car access is evident
for the poor. Although the vast majority
of all trips are taken by POV even among the poor, less than half of these
trips are made as the POV driver. About
two-thirds of all trips by non-poor or non-low income are made as the POV
driver, and only about one-quarter of trips are made as a POV passenger. In contrast, close to 90 percent of all trips
are made by POV for the non-poor. The
poor also make a large share of trips by non-motorized modes; note that the
walk/bike share is more than twice as large as the transit share. The poor are the heaviest users of transit,
yet transit trips account for only about 5 percent of all their trips. Tables 3-5 through 3-7 suggest that the poor
compensate with limited travel resources by traveling less overall (fewer,
shorter trips), and by using alternative modes.
Table 3-7:
Mode Shares
|
Mode |
Poor |
Not poor |
Low income |
Not-low income |
|
POV - driver |
47.0 |
64.7 |
56.3 |
65.9 |
|
POV - pass |
30.6 |
25.9 |
28.1 |
25.6 |
|
Bus/rail |
5.2 |
1.4 |
3.1 |
1.1 |
|
Walk/bike |
13.9 |
5.7 |
9.6 |
5.1 |
|
Other |
3.3 |
2.3 |
2.9 |
2.2 |
Differences
in trip purpose across income groups are mainly for work and school/church
(Table 3-8). Persons from poor
households are less likely to be employed, hence the poor make fewer work
trips. The difference in work trips is
partially offset by a relatively greater share of school/church trips among the
poor
.
Table 3-8: Trip Purpose
|
Purpose |
Poor |
Not poor |
Low income |
Not low income |
|
Work/work related |
13.9 |
21.9 |
17.4 |
22.8 |
|
Shop |
20.9 |
19.7 |
20.9 |
19.4 |
|
Personal business |
27.5 |
25.5 |
26.2 |
25.4 |
|
School/church |
12.6 |
8.4 |
10.2 |
8.2 |
|
Social/recreational |
25.0 |
24.3 |
25.1 |
24.0 |
|
Other |
0.1 |
0.2 |
0.1 |
0.1 |
Given the small share of transit
trips that were taken on the travel diary day (about 1.2 percent of all trips
for the entire sample), it is difficult to learn very much about transit use
within any population segment. However,
for completeness, we present some basic information on transit use from the day
trip file. Of the trips taken by transit
on the travel day, the shares by mode and income group are given in Table
3-9. Sample shares of the income groups
are given in the last row of the table for comparison purposes. The poor account for about one-quarter of all
transit trips, which implies about twice the rate of transit use as the
non-poor. The low income group accounts
for over half of all transit trips, also proportionately greater than their sample
share. More interesting is the split
across modes, with the poor making over 80 percent of their transit trips by
bus, and the non-poor making 60 percent of their trips by bus. The greater use of bus by the poor has been
documented in prior research, and it is at the center of social justice
controversies.
Table 3-9: Transit Trips by Income Group
|
|
Poor |
Not poor |
Low income |
Not low income |
|
Share of transit trips |
26.7 |
73.3 |
52.9 |
47.1 |
|
Share bus (col %) |
82.0 |
60.0 |
77.0 |
53.4 |
|
Share rail (col %) |
18.0 |
40.0 |
23.0 |
46.4 |
|
Share persons |
13.2 |
86.8 |
37.2 |
62.8 |
We examined trip purpose for those
who used transit on the travel day. The
largest category is work or work related (35.7 percent), followed by social or
recreational activities (19 percent), family or personal business (14 percent),
shopping (12 percent), and school (10 percent).
The remainder of trips is spread across six additional trip purpose
categories. Transit trip purpose is
different from trips by all modes (see Table 3-8). Transit is more likely to be used for work
travel and less likely to be used for other purposes. Table 3-10 gives trip purpose divided into
work and non-work by income group. Since
the poor are less likely to be employed, they are less likely to use transit
for a work trip. As income goes up, so
does the use of transit for the work trip.
Table 3-10: Trip Purpose by Income Group
|
Trip purpose |
Poor |
Not poor |
Low income |
Not low income |
|
Work & related |
16.4 |
41.1 |
22.2 |
47.1 |
|
Non work |
83.6 |
58.9 |
77.8 |
52.9 |
The NPTS asks respondents about
access to a transit stop (for those who stated that they had access to public
transit). They are asked the distance to
the nearest bus stop and rail transit stop or station from their residence.[9] Average reported distances by MSA size are
given in Table 3-11. We also computed
average reported distance to a transit stop, which was the average distance to
the closest stop, whether bus or rail.
It turned out that even in the largest MSAs, the average to the closest
stop is equivalent to the average to a bus stop, meaning that even in the few
metropolitan areas that have extensive rail transit systems, the bus system is
more ubiquitous. The data in Table 3-11
is as expected, in that distance to a transit stop declines with increasing
metropolitan size, and access to rail transit is quite limited for all but the
largest MSAs. However, Table 3-11 also
shows surprisingly long average distances.
It turns out that the distribution is skewed towards a few large values,
and the median for each category is much shorter than the mean.
Table 3-11:
Distance to Transit Stop by MSA Size
|
MSA Size |
Distance to bus (miles) |
Distance to rail (miles) |
|
Not in MSA |
2.5 |
4.0 |
|
< 250K |
1.8 |
5.5 |
|
250K - 500K |
1.2 |
4.0 |
|
500K - 1 M |
1.3 |
6.8 |
|
1 M - 3 M |
0.8 |
6.5 |
|
> 3 M |
0.7 |
2.6 |
Table 3-12 gives average and median
reported distance to a bus stop, by MSA size category, and by income
status. We use three categories for MSA
size, as the middle categories are quite similar to one another. Table 3-12 shows: 1) that the poor or low income groups live
closer to a bus stop than the not poor or not low income groups, regardless of
MSA size, 2) that most people live closer to a bus stop than the average would
indicate, 3) that more than half of the entire sample live within 1/2 mile of a
bus stop (meaning more than half of those for whom transit is available in
their town or city). Those who are
dependent on transit locate near stops, as would be expected. We also computed average distance to a stop
for those who actually used transit, and that average was 1/2 mile or less for
all but the smallest MSAs and those living outside MSAs.
Table 3-12: Distance to Bus Stop by Income Category and MSA
|
|
Poor |
Not poor |
||
|
|
Average |
Median |
Average |
Median |
|
0.35 |
0.10 |
0.71 |
0.30 |
|
|
Other MSAs |
0.87 |
0.20 |
1.12 |
0.50 |
|
Not in MSA |
1.85 |
0.30 |
2.46 |
0.50 |
|
|
Low
income |
Not
low income |
||
|
MSA > 3 M |
0.52 |
0.20 |
0.74 |
0.30 |
|
Other MSAs |
0.84 |
0.20 |
1.22 |
0.50 |
|
Not in MSA |
2.29 |
0.50 |
2.44 |
0.50 |
Transit Use: Usual Behavior
The travel diaries were recorded on
varying days of the week, so the daily trip patterns reflect both weekday and
weekend activity patterns. As was
indicated in Table 3-5, about 25 percent of poor persons did not travel at all
on the survey day. Others may use
transit irregularly, and therefore would be unlikely to have taken a transit
trip on the survey day. We therefore
chose another approach. The NPTS also
included questions on usual travel behavior.
Among these were questions on transit use and availability. We expected that many more people were at
least occasional users of transit than took a transit trip on the survey
day. We use these questions to examine
transit use.
Table
3-13 gives transit use by frequency of use.
We define “regular user” as a person who uses transit at least once per
week, and “occasional user” as using
transit at least once per month. The
other categories are self-explanatory.
As expected, a much larger proportion of respondents are transit users
to some degree; about 14 percent of the entire sample uses transit at least
occasionally. Table 3-12 shows that the
share of respondents who state that transit is not available is about the same
for all groups.[10] This may seem surprising, given that we would
expect that those with limited car access would locate in areas where transit
service is available. However, a large
portion of the poor live in non-urban areas, hence it is not unreasonable that
many poor persons do not have access to transit. Among those for whom transit is available,
poor or low income persons are more likely to be regular transit users.
Table 3-13: Transit Use
|
Transit Use |
Poor |
Not poor |
Low income |
Not low income |
|
Regular user |
16.7 |
7.0 |
11.7 |
6.3 |
|
Occasional user |
6.6 |
5.8 |
5.5 |
6.1 |
|
Not a user |
38.8 |
48.7 |
44.5 |
49.1 |
|
Transit not available |
37.9 |
38.5 |
38.3 |
38.5 |
As expected, regular use of transit
is associated with shorter travel distance, but longer travel time, as shown in
Table 3-14 for poor and non-poor only.
The relative difference in travel distance between regular transit use
and no transit use is slightly greater for poor, but the relative difference in
travel time is much greater for the poor.
This may be result of less POV use by the poor. For those with limited access to a car, most
trips are taken by transit or walking.
In contrast, the regular transit users among the non-poor are likely
making other trips by POV. Note that
persons may or may not have used transit on the survey day, hence these numbers
are indicative of general levels of mobility associated with transit use.
Table 3-14: Transit Use and Travel Distance, Time
|
|
|
Regular user |
Occasional user |
Not a user |
|
Daily travel
Distance |
Poor |
14.0 |
15.3 |
18.9 |
|
Not poor |
23.9 |
31.9 |
31.2 |
|
|
Daily Travel Time |
Poor |
65.6 |
50.7 |
45.7 |
|
Not poor |
70.8 |
71.9 |
62.3 |
It is well known that attitudes are
an important explanatory factor in travel behavior. The NPTS includes a series of questions on
attitudes regarding the use of public transit.
Respondents are asked how big a problem it is to get a seat, transfer,
etc. There is one question on being
worried about crime. Unfortunately,
however, these attitudinal questions were asked only of those who stated they
used transit at least once per month, and they were asked in alternating
blocks. The survey gives us information
on people who use transit, but not on people who do not use transit. We therefore cannot use the attitudinal
information in our later analysis. Even
for people who use transit, there are relatively few responses for any given
question. The information provided is
therefore only suggestive. We provide
descriptive information for illustration.
Figures 3-5A through 3-5C show
results on measures of the cost of using public transit. In each case, the respondent is asked,
“Thinking about your use of public transit, please tell me whether this is a
large problem, small problem, or no problem at all for you….” In all cases the poor view the measure as a
large problem more than the non-poor, with the biggest difference on cost. Transferring is not a problem for most
transit users, and the time it takes to use public transit is slightly more of
a problem for the poor.
C.
Time it takes to Use Transit B. Difficulty of Transferring A. Cost of Using Public Transit

Figures 3-6A through 3-6D show results on measures
of service quality. Somewhat more of the
poor find crowding or getting a seat a large problem. The biggest difference between poor and
non-poor is on the cleanliness of stations and vehicles. This may be the result of the poor being more
likely to use inner-city services.
Interestingly, there is little difference in perceptions about the
availability of transit. This is counter
to the hypothesis that the poor have more difficulty commuting to work via
transit, but note that the poor (as we have defined them) are less likely to be
employed. A major concern for planners
and policy makers is fear of crime.
Although a larger proportion of the poor consider fear of crime a large
problem, about the same proportion of poor and non-poor do not consider crime a
problem. All this tells us is that those
who use transit do not worry a lot about crime.
Presumably, those who do worry about transit crime would not use transit
if at all possible. We might speculate
that while crowded or dirty buses are an inconvenience, they are not a
deterrent to transit use to the extent that fear of crime might be a
deterrent. The greater propensity of the
poor to perceive these factors as problems may be the result of more regular
use of transit, or may reflect transit dependency. The poor may use transit even if they do not
like to use it, because they have no other choice, whereas the non-poor have
other choices and will not use transit if it is perceived to be inconvenient,
uncomfortable or dangerous.
Finally, respondents were asked
about having access to a car when needed.
Not surprisingly, almost 40 percent of the poor viewed access to a car
as a large problem, compared to less than 20 percent of the non-poor — an
expected result consistent with the greater likelihood of the poor being
transit dependent.
The descriptive analysis has
presented basic information on travel patterns and transit use among poor and
low income persons. We now turn to a
more formal analysis of transit use.


![]()
CHAPTER FOUR
DATA ANALYSIS
This
chapter presents our data analysis of transit use. We conducted two types of analyses. As noted previously, only a very small share
of trips were made by transit on the survey day. Restricting our analysis to those who
actually used transit on the survey day would provide limited insight on why
people use transit. We therefore used
the data on frequency of transit use for one type of analysis. This allows us to compare those who use
transit regularly, those who use transit occasionally, and those who do not use
transit at all. Although transit
accounts for less than 2 percent of all trips, it accounts for about 6 percent
of work trips. Our second type of
analysis examines actual use of transit for the journey to work.
The
first part of our analysis estimates a series of models to explain frequency of
transit use. We begin by developing a
set of hypotheses regarding factors that may be related to transit use, based
on the literature. We identify five
groups of factors:
The three “TOO groups” (too old, too young, too
handicapped) are often captive transit riders.
Thus we expect children and the elderly to use transit more frequently
than non-elderly adults. Based on prior
literature, we also expect Blacks, Asians, and Hispanics to be more likely
transit users. The role of gender is not
clear. On the one hand, some population
segments (single mothers) are likely to have low incomes and hence be more
dependent on transit. On the other hand,
women’s increasingly demanding social and household roles increases demand for
auto travel. Many travel behavior
theorists argue that travel choices are joint choices made at the household
level. Household members decide who gets
the car, who takes the children to school, etc., and allocate travel resources
and responsibilities accordingly. The
composition of the household therefore may affect transit use.
The major economic factors known
to affect transit use are household income and car ownership. Household income is related to employment
status and number of workers in the household.
Employment status is also important, since transit is more likely used
for the work trip, and transit service is oriented to serve the traditional
peak period work trip. As household
income increases, so does car ownership.
The key factor for the individual is car access, or the availability of
cars for household drivers. If there are
fewer cars than drivers, there is more likelihood of using transit.
It was noted earlier that the
largest U.S. metropolitan areas account for most U.S. transit ridership. This is due to the higher cost of using
private vehicles (congested roads, limited and costly parking), particularly in
downtown areas. In addition, the central
parts of the largest MSAs have relatively high development densities and more
extensive transit service, making transit more competitive with the private
auto. Finally, a large share of poor and
minority households live in the central parts of the largest MSAs. Therefore we include measures of metropolitan
size and density. Access to transit
service is of course a necessary condition for using transit. Distance to stops and transit headways are
typical measures of transit availability.
Since we have no information on headways, we consider only distance to
the nearest transit stop.
It is argued that complex travel
patterns — making several trips per day and combining trips into multi-stop
tours — are dependent upon the private vehicle.
Therefore multiple stop should reduce the likelihood of transit
use. Strathman and Dueker (1995) found
that commuters were reluctant to use transit because of the stops they made on
the way to or from work. Trip scheduling
may affect transit use — travel late at night or on weekends is unlikely to be
made by transit.
Prior literature shows that
attitudes are important predictors of travel behavior. As we noted earlier, fear of crime or other
negative perceptions of transit may prevent transit use. It is unfortunate that the NPTS data preclude
our consideration of attitudes.
The dependent variable constructed
from the survey responses is categorical (see Table 3-12 in previous chapter),
hence OLS regression is not appropriate.
We estimated three different model forms.
The first model is a simple
binary logistic regression model, where the dependent variable is simplified to
“transit user” (anyone who uses transit bimonthly or more frequently) and “not
a transit user” (everyone else). An
individual is able to use transit only if it is available. In one sense we are modeling a conditional
choice (using transit given that it is available). We do not consider a conditional choice
model, because transit availability is determined by residential location — a
long-term decision. We are more
interested in the choice of using transit when it is available, so we restrict
our model to the transit use choice. We
therefore exclude from our sample those who do not have access to transit.
The binary model estimates the
probability that an individual is a transit user as a function of the four
groups of factors discussed above. It
has the following form:
(1)
or equivalently
(2)
where
estimated probability of being a transit user
independent variables
estimated coefficients
This functional form guarantees
that
will always be a
number between 0 and 1. The functional
form assumes independence among the observations and extreme value distributed
error terms. The logistic model is
estimated via maximum likelihood, and model significance is tested via the likelihood
ratio test. In logistic regression, the
estimated coefficients can be interpreted as the change in the log odds
associated with a change in the independent variable of one unit.
Although
the binary logistic model is relatively easy to estimate and interpret, it does
not take advantage of the three categories of transit users. It seems quite reasonable that people who use
transit regularly may differ in some significant ways from people who use
transit occasionally. In this case we
have what we may define as an ordered categorical dependent variable, since the
categories can be rank ordered from highest (regular user) to lowest (not a
user). There are two possibilities for
estimating models with ordered categorical dependent variables. The first is a multiple category logistic
model. This is an extension of the
binary logistic model that takes advantage of the IIA (Independence of
Irrelevant Alternatives) property of the logit model, e.g., that the ratio of
choice probabilities for any two alternatives is independent of the
probabilities of all other alternatives in the choice set.
Taking
equation (1) and expanding to R categories,
=
r = 1, 2, Ľ R (3)
We estimate binary models for
each category pair, using one category as the reference category in each
case. For three categories, two
non-redundant logits can be formed:
(4)
(5)
intercept
to
= independent variables
to
regression
coefficients of regular user
to
regression
coefficients of occasional user
The resulting
estimated coefficients are interpreted with respect to the log odds of the
pairwise comparison. For example, if
never using transit is the reference category, the coefficients of the frequent
user equation tell us the effect of the given independent variable on the
probability of being a frequent user relative to the probability of never using
transit.
Another
way of modeling an ordered dependent variable is to consider the choice process
as
(6)
As in the previous choice models,
is unobserved. Rather, we observe
if ![]()
if ![]()
if
(7)
The
are unknown parameters
to be estimated from the
. Depending upon our
assumptions on error terms, we obtain a probability model with the general form
of
![]()
(8)
where,
= cumulative probability for the jth category
= threshold for the jth
category
= predictor variables
= regression coefficient of the predictor variable ![]()
The thresholds or constants in the model,
(corresponding to the intercept in linear regression models)
depend only on which category’s probability is being predicted. Rather than predicting the actual cumulative
probabilities, the model predicts a function of those values. This function is called the link function,
which is a transformation of the cumulative probabilities that allows estimation
of the model. We tried both the logit
and probit link functions. The probit
function assumes normally distributed errors with mean of 0, a strong
assumption for non-linear data. We
therefore decided to use the logit function.
With the logit function, the probabilities are,
Logit (
) = log
(9)
Testing for Income Effects
How should income be incorporated into the model,
given that we are interested in transit use among the low income
population? For the binary model, we can
simply include an income dummy variable.
Including such a variable implies that income only has a scale effect
(increasing or decreasing the probability of being a transit user). However, it is also possible that interaction
effects may exist. For example, low
income may have more effect on using transit for women than for men. Results of prior studies do not preclude such
effects, hence a correctly specified model should consider them. There are two ways to test for joint
effects. One way is to estimate separate
models for each income group and test for differences between
coefficients. From equation (1) we
specify the exponential of
as
for low
income,
for not low
income, (10)
and we test whether
for each
.
The
second way is to estimate a single model,
(11)
where
independent variables
low income dummy variables
independent
low income interaction
variables
tests the independent
effect of low income, and the
tests the joint effect
of low income with each of the independent variables. The two methods are equivalent. Estimating equation (10) separately for each
group generates the same coefficients as equation (11) for the base group (in
our case the not low income group). For
the binary model, we use the second method.
For ordered logit, there is a third alternative. It is possible to test for differences in
variability of the independent variables, as for example if there is more
variation in transit use among low income households. Since we have no reason to expect such
differences in variation, we restrict our tests to the independent and joint
income effects, using a model of the form of equation (11).
The
data for this analysis were drawn from the original sample of 93,560
persons. This sample yielded 48,546
valid cases for the transit use analysis.
Figure 4-1 illustrates the process of filtering data. The first filter was based on the household
survey question, “is transit available in your town or city?” The second filter was based on the question
regarding usual behavior.
This
question was asked only of persons 16 years old or older, and only of persons
completing their own questionnaires.
This left a sample of 50,035 observations. Additional missing data on key variables
further reduced the sample, ultimately yielding 48,546 observations distributed
across the three transit use categories as shown in the bottom panel of Figure
4-1. Variable descriptions and
definitions are given in Table 4-1.

|
Variable Name |
Description |
|
Dependent variables |
|
|
TUSER |
1= transit user, 0= non user |
|
PTUSED |
1= non user, 2= occasional user, 3= regular user |
|
Demographic characteristics |
|
|
AGO |
1= age 65 and older |
|
BLACK _M |
1= black male |
|
BLACK_F |
1= black female |
|
HISPANIC_M |
1= Hispanic male |
|
HISPANIC_F |
1= Hispanic female |
|
HHSIZE1 |
1= single person household |
|
Economic characteristics |
|
|
LOWINC1 |
1= Low income household member |
|
NOEMP |
1= retired or not employed |
|
NOCAR |
1= no cars and no drivers in household |
|
MORECAR |
1= more cars than drivers in household |
|
Geographic characteristics |
|
|
LARGMSA |
1= Living in MSA size with more than 3 million
population |
|
LOWDENS |
1= Living in a census tract with population
density < 500 persons/mi2 |
|
HIGHDENS |
1= Living in a census tract with population
density
>10,000 persons/mi2 |
|
S_DIST |
1= Access to transit within 0.5 mile of home |
|
Trip characteristics |
|
|
FRQ |
Total trips/day |
We
present results for Model 1 and Model 3.
Model 2 results are summarized in Appendix 4B.
Table 4-2 gives results for the
binary model with the full sample and low income dummy variable. The table gives coefficient values (first
column of numbers) and their standard errors (second column of numbers). Coefficients in bold are significant at p
<.05. The overall model is
significant. We provide the Cox &
Snell (Psuedo-R) R-square, and percent of observations correctly
predicted. However, these
goodness-of-fit measures should be used with caution because of the large
sample size and because we are using weighted data.
The coefficient of the low income
dummy is significant and of the wrong sign, though of relatively small
magnitude. Older age is significant and
negative, also contrary to expectations.
The result suggests that controlling for all other factors (including
car ownership), the elderly are less inclined to use transit. These issues are further discussed in a later
section. Also contrary to expectations,
single person household status is not associated with the likelihood of being a
transit user. We used several different
combinations of household composition variables in other models (not shown
here), and none of them were consistently significant. Apparently household composition is not a
significant factor, once other demographic, economic and demographic factors
are controlled.
The coefficients for Blacks, and
Hispanics, both male and female, are significant. The value of the two Black coefficients
suggests that sex is not significant, while the opposite is the case for
Hispanics. We used joint race/sex
variables in order to test for such differences. When we estimate models with separate variables
for sex and race, the coefficient for sex is not significant (results not
shown).
The coefficient for employment
status is significant and positive, suggesting that those who are not employed
are more likely to be transit users. The
coefficients for the car access variables are strongly significant. Having no car in the household is the single
greatest predictor of being a transit user, as expected. Having more cars than drivers in the
household is associated with less likelihood of being a transit user, also as
expected.
All
of the coefficients for our geography measures are significant and of the
expected sign. The largest MSAs have the
most transit service, and the relative attractiveness of transit is increased
by the scarcity and price of parking and by the availability of commuter
express services. Note that our sample
contains only those people who stated that transit is available to them. Hence these results do not reflect
differences in the availability of transit across MSAs or neighborhood density.
Our
transit access variable coefficient also has the expected sign. People who live close to a transit stop are
more likely to be transit users. In
contrast, our measure of complex travel, trips per day, has a significant
coefficient with unexpected sign. This
issue is further discussed below.
Table 4-2: Binary Model with Low Income Dummy
|
Variable |
Ba |
S.E. |
|
Constant |
-2.466 |
.049 |
|
Demographic |
|
|
|
Age 65 |
-0.526 |
.056 |
|
Single person HH |
0.002 |
.042 |
|
Black female |
0.482 |
.051 |
|
Black male |
0.425 |
.058 |
|
Hisp female |
0.229 |
.060 |
|
Hisp male |
-0.157 |
.062 |
|
Economic |
|
|
|
Low income |
-0.073 |
.034 |
|
Not employed |
0.087 |
.038 |
|
No cars |
2.246 |
.061 |
|
Cars > drivers |
-0.347 |
.050 |
|
Geography |
|
|
|
Large MSA |
0.745 |
.032 |
|
High density |
0.974 |
.039 |
|
Low density |
-0.474 |
.063 |
|
Transit access |
|
|
|
Stop within .5 mi |
0.518 |
.038 |
|
Travel |
|
|
|
Trips/day |
0.021 |
.005 |
|
N |
34442 |
|
|
- 2 Log Likelihood |
29450.89 |
|
|
Psuedo-R |
0.177 |
|
|
Percent
correct |
81.5 |
|
aBold = sig. at p < .05
Table 4-3 gives results for the
binary model with joint interaction terms.
This model was estimated using a 60 percent random sample of the data,
as computer memory limits precluded using the entire sample. Even with the addition of the joint
interaction terms, the coefficient of the low income dummy remains negative and
significant. Ten of the 14 interaction
term coefficients are significant, indicating that there are many differences
between the two groups. As noted in the
previous section, the independent effect variable coefficients are equivalent
to the coefficients of the “not low income” group, had we estimated the model
separately for each group. The
interaction term coefficients are therefore the difference between the effects
for the two groups. The sum of the two
coefficients (the independent plus the interaction for a given variable)
corresponds to low income group coefficients.
For example, older age has a significantly more negative effect on the
likelihood of being a transit user for the low income group than for the not
low income group. This may reflect the
low rates of trip making among the low income elderly. Not only are they less likely to be transit
users, they are less likely to travel at all.
Continuing with the race/sex variables, we note that the coefficients
are different between the income groups in every case. It is the interaction of poverty and race
that is associated with higher likelihood of transit use for Blacks of both
sexes and for female Hispanics.
Low income persons who are not
employed are more likely to be transit users than others, suggesting greater
transit dependency among those not employed.
There is no difference in the effect of car ownership between the two
groups. Turning to geography, the effect
of living in the largest MSAs has a weaker effect for the low income group, but
residential density has a greater effect.
The density results suggest that low income persons are more sensitive
to whatever factors density measures.
However, the causality could be in the opposite direction, e.g., transit
dependents are more likely to live in high-density neighborhoods and less
likely to live in low-density neighborhoods.
The same argument could be made for the result on transit access. In Chapter Three we noted that low income
persons live closer on average to a transit stop than not low income
persons. Finally, the trip measure is
significant and negative for the low income group, as expected.
|
|
Independent effects |
Low income |
||
|
Variable |
Ba |
S.E. |
B |
S.E. |
|
Constant |
-2.414 |
.074 |
|
|
|
Low income dummy |
-0.402 |
.150 |
|
|
|
Demographic |
|
|
|
|
|
Age 65 |
-0.283 |
.093 |
-0.605 |
.147 |
|
Single person HH |
-.067 |
.068 |
-.155 |
.117 |
|
Black female |
0.209 |
.091 |
0.750 |
.138 |
|
Black male |
0.156 |
.099 |
0.660 |
.155 |
|
Hisp female |
-.486 |
.116 |
1.050 |
.170 |
|
Hisp male |
-.226 |
.105 |
.262 |
.163 |
|
Economic |
|
|
|
|
|
Not employed |
-.047 |
.063 |
.514 |
.101 |
|
No cars |
2.038 |
.140 |
.201 |
.171 |
|
Cars >
drivers |
-0.331 |
.071 |
-0.004 |
.164 |
|
Geography |
|
|
|
|
|
Large MSA |
0.901 |
.050 |
-.471 |
.091 |
|
High density |
.834 |
.064 |
0.446 |
.107 |
|
Low density |
-.206 |
.093 |
-0.403 |
.184 |
|
Transit access |
|
|
|
|
|
Stop within
.5 mi |
0.424 |
.055 |
0.510 |
.120 |
|
Travel |
|
|
|
|
|
Trips/day |
.021 |
.008 |
-.044 |
.015 |
|
|
|
|
|
|
|
N |
20219 |
|||
|
- 2 Log Likelihood |
17450.83 |
|||
|
Psuedo-R |
.183 |
|||
|
Percent correct |
81.9 |
|||
aBold = sig. at p < .05
As
with Model 1, we estimate two versions of Model 3, a model with low income
dummy, and a model with joint interaction terms. Results for the first ordered logit model are
given in Table 4-4, and results for the second are given in Table 4-5. Overall the results are consistent with the
binary model results. In both cases, the
ordered model does a good job of distinguishing between levels of transit use,
as indicated by the significance of the threshold coefficients and their different
values with respect to one another. The
model in Table 4-4 shows the low income dummy coefficient as significant and
again of the wrong sign. We suspect that
this result may be due to the correlation between car ownership and
income. As before, older age is
associated with less likelihood of being a regular transit user. The coefficients for Blacks of both sexes and
for Hispanic females are significant and positive. Note that the coefficient values indicate
that for Blacks, race is the key factor, not sex. As in the binary models, not having a car is
the most powerful predictor of transit use; the negative effect of having more
cars than drivers is much smaller than the positive effect of having no
cars. All the geography variable results
are as expected and are consistent with the binary model. It bears noting that we have already
controlled for transit being available, hence these results indicate that among
those for whom transit is available, living in a large MSA and/or in
high-density residential areas is associated with a higher probability of being
a regular transit user. And, all else
equal, having a transit stop nearby increases the probability of transit
use. As in the binary model, our trip frequency
variable coefficient is significant and positive, contrary to expectations.
|
Variable |
Ba |
S.E. |
|
Threshold 1 |
2.446 |
.049 |
|
Threshold 2 |
3.346 |
.051 |
|
Demographic |
|
|
|
Age 65 |
-0.531 |
.054 |
|
Single person HH |
-0.036 |
.041 |
|
Black female |
0.521 |
.048 |
|
Black male |
0.444 |
.055 |
|
Hisp female |
0.243 |
.057 |
|
Hisp male |
-0.123 |
.060 |
|
Economic |
|
|
|
Low income |
-.073 |
.033 |
|
Not employed |
0.052 |
.037 |
|
No cars |
2.380 |
.054 |
|
Cars > drivers |
-0.371 |
.049 |
|
Geography |
|
|
|
Large MSA |
0.749 |
.032 |
|
High density |
1.033 |
.037 |
|
Low density |
-0.476 |
.063 |
|
Transit access |
|
|
|
Stop within .5 mi |
0.539 |
.038 |
|
Travel |
|
|
|
Trips/day |
0.015 |
.005 |
|
|
|
|
|
N |
33651 |
|
|
- 2 Log Likelihood |
15870.39 |
|
|
Psuedo-R |
0.205 |
|
The
results on the geography variable coefficients are also similar to the binary
model results. Living in the largest
MSAs has a less positive effect, while living in a low-density neighborhood has
a more negative effect. As before,
access to a transit stop has a more positive effect for the low income group. We noted above that these results may be
indicative of more transit dependency and hence greater likelihood to live near
a transit stop, regardless of MSA size.
In contrast, the not low income group, who we presume are largely choice
riders, are more sensitive to service quality, and therefore more likely to use
transit where it is most convenient.
Also as before, the trip frequency variable coefficient is significant
and negative for the low income group, but significant and positive for the
higher-income group.
|
|
Independent effects |
Low income |
||
|
Variable |
Ba |
S.E. |
B |
S.E. |
|
Threshold vars |
|
|
|
|
|
Threshold 1 |
2.531 |
.049 |
|
|
|
Threshold 2 |
3.427 |
.051 |
|
|
|
Demographic |
|
|
|
|
|
Age 65 |
-0.248 |
.072 |
-0.535 |
.109 |
|
Single person HH |
.082 |
.051 |
-.266 |
.085 |
|
Black female |
0.324 |
.069 |
0.461 |
.098 |
|
Black male |
0.206 |
.076 |
0.610 |
.113 |
|
Hisp female |
-.160 |
.082 |
.790 |
.117 |
|
Hisp male |
-.233 |
.081 |
.284 |
.121 |
|
Economic |
|
|
|
|
|
Not employed |
-.075 |
.049 |
.261 |
.074 |
|
No cars |
2.374 |
.100 |
-.037 |
.119 |
|
Cars > drivers |
-0.384 |
.055 |
.049 |
.122 |
|
Geography |
|
|
|
|
|
Large MSA |
0.920 |
.038 |
-.501 |
.064 |
|
High density |
1.009 |
.047 |
.069 |
.076 |
|
Low density |
-0.257 |
.073 |
-0.684 |
.141 |
|
Transit access |
|
|
|
|
|
Stop within .5 mi |
0.443 |
.042 |
0.389 |
.069 |
|
Travel |
|
|
|
|
|
Trips/day |
.029 |
.006 |
-.044 |
.009 |
|
N |
33651 |
|||
|
- 2 Log Likelihood |
15633.81 |
|||
|
Psuedo-R |
.211 |
|||
aBold = sig. at p < .05
The
results here are mostly consistent with the literature. First, for the entire sample, demographic,
economic, and geographic factors all affect the likelihood of being a transit
user. Contrary to the literature, older
age is associated with a lower probability of being a transit user, although we
know that the elderly are often transit dependent. We think our results are a function of the
dependent variable — how often people use transit — and likely reflect the
lower propensity to travel by any mode among the elderly. Other model specifications not shown in this
report revealed that sex by itself was not significant. We noted in our literature review that recent
research has indicated mixed results on women’s use of transit. Race/ethnicity is positively associated with
the likelihood of using transit, even when economic status and geography are
taken into account. As expected, car
availability is a powerful predictor of transit use. We noted that there is an element of
interdependency here, since those who prefer to use cars are more likely to
have them, and those who prefer to use transit are less likely to have them. However, given overwhelming preferences for
auto travel, this effect is likely to be rather small. The geography and transit access variables
performed as expected.
The
joint interaction models showed that there are differences in the relationships
between demographic factors and probability of transit use between the two
income groups. Race/ethnicity effects
are more pronounced within the low income group, suggesting that it is the
intersection of poverty and race that is associated with difference transit use
patterns. There are also differences in
the effect of geography, with residence in large MSAs associated with greater
likelihood of being a transit user for those with higher incomes. We noted that this is likely a choice rider
effect, with transit a relatively attractive option for commuters in the
largest MSAs. Living in low-density
residential areas has a more negative effect for the low income group. This is difficult to interpret. We might speculate that this is a function of
the greater propensity of the low income group to be regular transit
users. This is consistent with the
strong effect of access to a transit stop for the low income group.
Our
efforts to capture the effect of complex travel behavior were not
effective. The trips per day variable
was either not significant or had the wrong sign. Part of the problem is the small number of
people who are regular transit users, and, among them, the lack of variability
in trip making. We thought that the
problem was that the measure was too gross; we wanted something to capture
chained or sequenced trips. However,
measures of chained trips or the number of tours made per day did not perform
any better. Perhaps trip chaining is
simply not a significant factor in usual transit use.
TRANSIT USE FOR COMMUTING
In
this section we use data from the day trip file to examine transit use for the
work trip. Our analysis is based on
home-to-work and work-to-home trips which include all stops made between home
and work and between work and home.
We
follow a similar process to develop and estimate models of transit use for the
journey to work. In this case, the
modeling task is straightforward, as we wish to model the choice of using
transit for the trip to/from work. We
are concerned only with the choice of whether or not transit is used. We have no information on the alternatives
available to each individual, so we cannot estimate a modal choice model. This is a simple binary choice, and the
logistic model presented in the previous section is appropriate.
What
are the factors that may influence transit use for the work trip? The extensive literature on this topic
suggests four groups of factors:
2.
Level of service and availability of modes
3.
Residence and work location
4.
Travel and schedule characteristics
Demographic characteristics
include sex, race, age, and household composition. Women are more likely to work closer to home,
to work part-time, and have more household responsibilities than men. In addition, in households where the number
of drivers exceeds the number of cars, the male is more likely to have access
to the car. These considerations lead to
mixed expectations. To the extent that
women have more binding schedule constraints, we expect lower probability of
transit use. To the extent that women
have lower wages (associated with part-time work) and less access to cars, we
expect higher probability of transit use.
Prior research shows that Blacks
use transit at higher rates than any other race/ethnic group. Hispanics and Asians also use transit more
than Whites. We also expect transit use
to be associated with age: younger
workers are more likely to have lower wages and hence may be more inclined to
use transit. Older workers are likely at
the peak of their earning years, and therefore may be less inclined to use
transit.
We noted in the previous section
that household composition is important, because travel decisions are made at
the household level. For the journey to
work, the circumstances and responsibilities of each worker may affect modal
choice. Single persons with children
generally have the lowest household income and therefore are likely to be
transit dependent. Households with more
than one worker and with children have higher incomes, more complex family schedules,
and more access to cars. These
households are less likely to use transit for the journey to work.
Level
of service and availability of modes includes car availability, transit access,
and transit availability. Our previous
analysis showed that not having a car was the most powerful predictor of being
a regular transit user. Few employed
people live in households with no cars, but for those few, we expect transit
use. Conversely, those in households
with high car access are not likely to use transit. Our previous analysis also showed that access
to a transit stop was a significant predictor of transit use. We expect the same here.
As noted in our literature
review, the availability of transit for low-wage workers has become a major
policy issue. The argument is that
low-wage workers often have work schedules that require off-peak commuting, and
their commutes are often in the reverse direction. We use the start work time as an indicator of
commuting schedule. If a person starts
work outside of the traditional AM peak period, we expect less likelihood of
using transit.
Our previous analysis also showed
that living in a high-density neighborhood, or living in the largest
metropolitan area, is positively related to being a regular transit user. We expect the same results for
commuting. In addition, we know from
previous research that commutes to jobs in the central city are more likely to
be made by transit. Transit systems are
oriented to central city commutes, and the often-high price of parking in
central cities provides a disincentive for car commuting.
Finally, there is the issue of
complex travel patterns and household schedule constraints. If an individual has many responsibilities
and schedule constraints, we hypothesize that it becomes more difficult to use
transit. In the previous analysis, we
used the simple measure of total trips per day, and our results were
unsatisfactory. In this case we have more
choices, since we have data on the actual trip made, and on the sequence of trips
included in both the trip from home to work, and the trip from work to
home. We therefore use the total number
of stops in the home to work and work to home chains as our indicator of
complex travel patterns. In addition, we
use part-time work as an indicator of a possibly irregular work schedule. The list of variables used in our model is
given in Table 4-6.
The data for the logistic model estimations were also drawn from the original sample of 93,560 persons. This sample yielded 11,709 valid cases for analysis, after screening for those who made a work trip on the travel day, had transit available, and who had information on whether or not their job was located in the central city. Figure 4-2 illustrates the process of screening the data. About